All terms

Fundraising

Option pool (ESOP)

A reserved portion of company equity set aside for future grants to employees, advisors, and contractors — typically 5-15% of post-money at the seed stage.

In plain English

Equity you're giving to people you haven't hired yet. Almost always created or topped-up out of pre-money before an investment closes (the 'option pool shuffle').

Example

Pre-round: 0% option pool. Investor requires 10% post-money pool. The 10% comes out of pre-money — dilutes existing holders (mostly founders), not the new investor. On a $6M pre / $1.2M investment, the founder dilution from the pool is ~12% of pre-cap on top of the investor dilution.

Why it matters

Pool size is one of the most commonly mis-negotiated terms in a seed round. Investors push for larger pools (less dilution for them); founders should size to actual 18-month hiring need. Every 1% top-up is real founder dilution.

Common mistakes

  • Accepting a generic 'we always require 15%' without a hiring plan to back it
  • Forgetting the pool sits in pre-money — that's why it dilutes only existing holders
  • Not budgeting the pool against an actual 18-24 month hiring plan
  • Granting from the pool without a 409A or approved share-grant process

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